Audit Manager
HSBC View all jobs
- Guangzhou, Guangdong
- Permanent
- Full-time
- Lead and participate audits covering Regulatory Compliance, Financial Crime, Conduct and Legal topics.
- Independently identify and assess risks; evaluate the design and operating effectiveness of controls; assess compliance with applicable policies, procedures and regulatory regulations; and agree pragmatic, sustainable recommendations with management.
- Effectively articulate and discuss potentially challenging matters and audit findings with stakeholders across all levels.
- Collaborate effectively with multiple stakeholders including First and Second line teams and within Global Internal Audit.
- Ensure that audit assignments are completed in a timely and efficient manner and meet the expectations of audit and business management and regulators.
- Manage audit delivery in line with GIA methodology, including maintaining clear and high-quality documentation.
- Contribute to the wider development of Global Internal Audit through collaborating with other audit teams and supporting the Function’s goals.
- Leverage data analytics and technology-enabled auditing (including AI where appropriate) to enhance audit efficiency and coverage.
- Relevant experience in Internal Audit, External Audit, Risk and Compliance, Financial Crime Compliance and Regulatory Engagement within large financial institution(s).
- Strong understanding of regulatory expectations and frameworks in wider markets (especially Hong Kong) and related compliance requirements, including experience operating in major international financial center(s).
- Strong analytical, problem-solving and organisational skills, with sound judgement and the ability to manage multiple priorities.
- Excellent written and spoken communication skills, capable of articulating complex issues clearly to diverse audiences.
- Experience in data analysis using tools such as Python/SQL/Alteryx and data visualization tools such as Qlik/Tableau; familiarity with AI tools for audit use cases is an advantage.
- Relevant professional qualification CPA, CIA, CAMS (or equivalent) preferred.