Business Compliance Manager - GRP INS COOOPS -HSIC1
HSBC
- Foshan, Guangdong
- Contract
- Full-time
- Support HSIC Risk and Business Management team to properly manage Financial Crime Risk “FCR” matters (incl. CDD, Sanctions, Screening, Transction Monitoring, etc.) and all related items (Risk and Control Assessment, Continous Monitoring Programme, issues and incidents management).
- Assist the oversight on core FCR processes, systems (Transaction Monitoring/Risk Ratings/Screening) and MI.
- Implement Group Financial Crime Policy locally in accordance with the business model and risk appetite. Ensure plans, projects and expected performance is delivered within the timeline.
- Advise the Client Selection and Exit Management process and related governance.
- Review CDD profiles and provide advisory services to business and operation units.
- Support Governance Forums in order to keep management abreast highlighted and escalated on Programme/ Projects related matters/ issues/ risks.
- Collaborate with Risk Management, Legal, Regulatory Compliance, Internal Audit and other subject matter experts to lead INS in implementing risk management policies and guidelines and conducting Risk Control Assessment (RCA), ensure ongoing reviews and reporting as required.
- Support ad-hoc tasks as required.
- Sound knowledge of retail banking, insurance products and financial crime compliance or other related areas.
- Experience in CMB, Broker Channel, project management or procedure writing will be an asset
- Ability to articulate issues concisely in the language of the business and communicate effectively and confidently across cultures and at all levels of the organization.
- Proven behavior to do the right thing, take accountability and commitment to the assigned deliverables.
- Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes.
- High level of analytical and reasoning skills.
- Strong organisational and time management skills in order to meet competing deadlines.
- Strong attention to detail.
- Proficiency in both English and Cantonese.