Compliance Associate
- Shanghai
- Permanent
- Full-time
- Organised with excellent attention to detail.
- Ability to develop strong working relationships across the organisation working with individuals at all levels and across offices.
- Excellent oral and written communication skills.
- Ability to identify risks and apply strategies or seek guidance to minimise them.
- Ability to prioritise competing goals and interests and manage time effectively.
- Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client-specific processes, and responding in a timely manner.
- Monitoring of active projects and experts to mitigate potential risks.
- Answering day-to-day compliance queries from business units and clients.
- Delivering compliance training to new and existing employees.
- Ensuring compliance with applicable laws, internal compliance procedures and pre-agreed client-specific processes.
- Reviewing clients’ compliance procedures in a critical manner to improve and implement them.
- Dealing with ad-hoc projects as directed by management.
- Bachelor’s Degree required
- Previous compliance experience within financial services highly desirable but not essential
- Vacation: 15 days (which increases to 20 days after 2 years of service)
- Learning: personal development allowance of ￥9,000 per year, which can be used for any learning programmes you feel would be beneficial for you
- Health and wellbeing: private medical insurance, Modern Health to focus on mental health. Supplementary housing allowance
- Future and family: pension scheme and vitality private medical insurance
- Flexibility: work from anywhere for one month per year, 2 annual volunteer days, 2 personal days
- Rewards: get points through our colleague-to-colleague recognition programme to spend on hotels, gift cards, donations to charity and more
- Social: weekly optional social gatherings, daily breakfast and snacks, social events